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Investment Philosophy: 401(k) & Retirement PlansThe primary objective of the retirement plan is to maximize the value of plan assets over the longer term while minimizing risk through asset diversification and asset allocation, while achieving high employee participation and doing the best possible job helping participants prepare themselves financially for retirement. We utilize Morningstar and other independent analysis to monitor the investments and fees and to assist the plan sponsor to meet its objective in accordance with the investment policy statement and follow a sound fiduciary process. The U.S. Department of Labor states that a fiduciary is to act solely in the interest of plan participants and their beneficiaries, and can be held personally liable if they don't follow basic standards of conduct. Quarterly monitoring and annual investment reviews along with plan participant education and communication are critical to meeting your objective.Christopher J. Clark is an Accredited Investment Fiduciary (AIF) and to obtain this designation has demonstrated a knowledge of Global Fiduciary Standard of Excellence and their application of the global standard to ensure that an investment process is managed to an appropriate fiduciary standard of care. As an AIF designee, Mr. Clark, recognizes a code of ethics and its principles and obligations in addition to other professional and ethical code of conduct and follows established Fiduciary Practices: A "fiduciary" is someone who is managing the assets of another person and stands in a special relationship of trust, confidence, and/or legal responsibility. A fiduciary is required by law to always act in the best interests of their client, beneficiary, or retirement plan participant. Yet, many fiduciaries are not even aware of their duties and responsibilities.We provide participant education, service, support and problem resolution. Christopher J. Clark is a registered representative with, and securities offered through LPL Financial, Member FINRA/SIPC. Mr. Clark is an Accredited Investment Fiduciary (AIF). |
| Investment Services |
| Corporate Retirement Plans 401(k) Plans Accredited Investment Fiduciary Practices Plan Reviews & Monitoring Rollover IRA's Executive Benefits Deferred Compensation |